![]() ![]() It's not just about knowing the detail of regulation - it's about understanding people and behaviours Senior compliance professionals in heavily regulated firms require authorisation from the regulator themselves.Ģ. Team leader, manager, senior/function manager, executive and director roles are also available in most firms. Not only do graduate trainee programmes now include compliance in their schedule, but entry level roles are available (often termed as an analyst) in the vast majority of compliance monitoring departments. There is a career path from entry-level to the board Written by Jonathan Bowdler on Tuesday September 8, 2020ġ. 10 reasons why you should be a compliance officer
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